Cybersecurity threats stay a big danger and will proceed to be a precedence. FINRA will Consider the effectiveness of firms’ cybersecurity courses to shield delicate info, like personally identifiable information, from the two external and internal threats. FINRA will overview firms’ preparedness, complex defenses and resiliency actions, amongst other things.
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FINRA will even focus on possibilities “marking the shut” action exactly where orders are now being sent quickly before the close that influence the ultimate national finest bid or supply (NBBO) to profit positions held by that account or accounts with which These are acting in concert.
If you're worried about a duplicate payment of your respective 2018 charges, we are aware about the issue and are Doing work proactively to establish all duplicate payments and concern refunds without delay. There isn't any need to call to speak with a agent.
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Nonetheless, Candidates of 2016 (or prior) will need to post the main points to the online application form. If a candidate helps make Improper entries in his/her software variety or offers Wrong assertion or generates Fake doc, his/her variety shall be turned down and fee compensated shall be forfeited.
(b) For candidates of Delhi location: Intimation letter are going to be uploaded on the website of CBSE in regard of eligible candidates only while in the month of Jan/Feb 2018.
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